Chief Compliance Officer
Mr. O’Bryant started his career with the Texas State Securities Board almost two decades ago. Later he would move on to work as a Senior Examiner for FINRA and then Securities Examiner at the Securities Exchange Commission. After years of being a regulator he felt that his experience would help the business side and became a compliance officer for firms such as LPL Financial and Morgan Stanley. He has also consulted RIA’s and Broker/ Dealers with their compliance needs to improve their compliance programs, supervision, regulatory response and filings, and acted as an outsourced chief compliance officer. Having experience with both sides of the regulatory table he can confidently provide answers to any compliance inquiries. Collin has a BBA in Finance from St. Edwards University and holds the CSCP-IA® (Certified Securities Compliance Professional.) When he is not busy with work, he’s either running his teenager kids to their events, volunteering at the Baltimore Animal Rescue Center, or cooking up something good in the kitchen.
